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PACIFIC INVESTMENT MANAGEMENT COMPANY LLC

CRD 104559File 801-48187
APPROVED
Retail clients
Custody
Disclosure events
Filing as of May 18, 2026
Feed vintage Aug 12, 2026
Regulatory AUM
$3.67T
Top 10% of cohort (national)
Discretionary AUM
$3.67T
Non-discretionary $456.6M
Clients
41,699
2,835 accounts
Employees
1,968
Top 10% of cohort in CA

Identity & registration

ADV Item 1
Organization form
Limited Liability Company
Firm type
Registered
SEC region
LARO
Registration date
Nov 14, 1994
Principal office
650 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA, 92660
Phone
(949) 720-6000

Assets & accounts

ADV Item 5F
Total regulatory AUM
$3.67T
Discretionary AUM
$3.67T
Non-discretionary AUM
$456.6M
Discretionary accounts
2,829
Non-discretionary accounts
6
Total accounts
2,835
AUM per client
$87.9M

Clients by type

ADV Item 5D
Client typeClientsAUM
Other33,080$29.57B
Insurance companies601$335.45B
Investment companies186$1.24T
Charitable organizations71$27.50B
Other investment advisers5$16K
High net worth individuals17$3.21B
Banking or thrift institutions35$66.18B
Pension and profit sharing plans436$193.20B
State or municipal government entities108$95.27B
Corporations or other businesses not listed above405$55.45B
Individuals (other than high net worth individuals)5,833$50.46B
Sovereign wealth funds and foreign official institutions104$153.33B
Pooled investment vehicles (other than investment companies)818$1.42T

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Performance-based fees
  • A percentage of assets under your management

Advisory activities

  • Other
  • Pension consulting services
  • Selection of other advisers
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Portfolio management for individuals and/or small businesses

Custody

ADV Item 9
Firm Custody Cash
Yes
Firm Custody Assets
9325482857
Firm Custody Clients
27
Firm Custody Securities
Yes
Related Person Custody Cash
Yes
Related Person Custody Assets
30388847899
Related Person Custody Clients
155
Related Person Custody Securities
Yes

Disclosure events

ADV Item 11
  • 11.C(1) SEC/CFTC: found to have made a false statement or omission
  • 11.C(2) SEC/CFTC: found to have been involved in a violation of regulations
  • 11.C(4) SEC/CFTC: entered an order against the firm
  • 11.C(5) SEC/CFTC: imposed a civil money penalty or ordered cease and desist
  • 11.E(2) SRO: found a violation of its rules
  • 11.E(4) SRO: disciplined the firm

Filed changes

DateFieldFromTo
Aug 12, 2026RegistrationAPPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.