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PACIFIC INVESTMENT MANAGEMENT COMPANY LLC

CRD 104559File 801-48187
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Aug 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.7T
Top 10% of cohort (national)
Discretionary AUM
$3.7T
Non-discretionary $456.6M
Clients
8,619
2,835 accounts
Employees
1,968
Top 10% of cohort in CA

Identity & registration

ADV Item 1
Organization form
Limited Liability Company
Firm type
Registered
SEC region
LARO
Registration date
Nov 14, 1994
Principal office
650 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA, 92660
Phone
(949) 720-6000

Assets & accounts

ADV Item 5F
Total regulatory AUM
$3.7T
Discretionary AUM
$3.7T
Non-discretionary AUM
$456.6M
Discretionary accounts
2,829
Non-discretionary accounts
6
Total accounts
2,835
AUM per client
$425.4M

Clients by type

ADV Item 5D
Client typeClientsAUM
Other405$55.45B
Non-U.S. persons104$153.33B
Insurance companies601$335.45B
Investment companies186$1.2T
Charitable organizations71$27.50B
Other investment advisers5$16K
High net worth individuals17$3.21B
Pooled investment vehicles818$1.4T
Banking or thrift institutions35$66.18B
Pension and profit sharing plans436$193.20B
State or municipal government entities108$95.27B
Individuals (other than high net worth individuals)5,833$50.46B

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Performance-based fees
  • A percentage of assets under your management

Advisory activities

  • Other advisory activities
  • Selection of other advisers
  • Portfolio management for other
  • Portfolio management for businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for individuals and/or small businesses

Custody

ADV Item 9
Firm Custody Cash
Yes
Firm Custody Assets
Yes
Firm Custody Clients
Yes
Firm Custody Securities
Yes
Related Person Custody Cash
Yes
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
Yes

Disclosure events

ADV Item 11
  • Q11
  • Q11C1
  • Q11C2
  • Q11C4
  • Q11C5
  • Q11E2
  • Q11E4

Filed changes

DateFieldFromToChange
Aug 17, 2026Clients41,6998,619decreased by33,080
Apr 1, 2026Employees2,0631,968decreased by95
Apr 1, 2026Clients37,88341,699increased by3,816
Apr 1, 2026AUM$2,990,162,012,917$3,666,935,101,247increased by$676,773,088,330
Apr 1, 2026Accounts2,7932,835increased by42
May 1, 2025
vs Oct 1, 2022
Employees2,4922,063decreased by429
May 1, 2025
vs Oct 1, 2022
Clients22,56937,883increased by15,314
May 1, 2025
vs Oct 1, 2022
AUM$2,615,063,433,625$2,990,162,012,917increased by$375,098,579,292
May 1, 2025
vs Oct 1, 2022
Accounts2,5272,793increased by266
Apr 1, 2022Employees2,0422,492increased by450
Apr 1, 2022Clients21,41022,569increased by1,159
Apr 1, 2022AUM$2,921,889,722,276$2,615,063,433,625decreased by$306,826,288,651
Apr 1, 2022Accounts2,4762,527increased by51
Apr 1, 2021Registration—APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “PACIFIC INVESTMENT” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PACIFIC INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.