← Directory
TIAA KASPICK, LLC
CRD 104554File 801-28179
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jun 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$8.74B
Top 10% of cohort (national)
Discretionary AUM
$8.72B
Non-discretionary $14.2M
Clients
154
6,140 accounts
Employees
115
Top 25% of cohort in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Oct 23, 1986
- Principal office
- 100 FEDERAL ST., 19TH FLOOR, BOSTON, MA, 02110-1313
- Phone
- 650-585-4100
- Website
- HTTP://WWW.KASPICK.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $8.74B
- Discretionary AUM
- $8.72B
- Non-discretionary AUM
- $14.2M
- Discretionary accounts
- 6,135
- Non-discretionary accounts
- 5
- Total accounts
- 6,140
- AUM per client
- $56.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 139 | $8.25B |
| State or municipal government entities | Fewer than 5 | $378.5M |
| Individuals (other than high net worth individuals) | 15 | $113.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 155 | 154 | decreased by1 |
| Apr 1, 2026 | AUM | $8,506,140,176 | $8,737,924,754 | increased by$231,784,578 |
| Apr 1, 2026 | Accounts | 6,169 | 6,140 | decreased by29 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 110 | 115 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 158 | 155 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $9,069,675,586 | $8,506,140,176 | decreased by$563,535,410 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 6,300 | 6,169 | decreased by131 |
| Apr 1, 2022 | Clients | 159 | 158 | decreased by1 |
| Apr 1, 2022 | AUM | $7,602,743,401 | $9,069,675,586 | increased by$1,466,932,185 |
| Apr 1, 2022 | Accounts | 6,215 | 6,300 | increased by85 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TIAA KASPICK” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TIAA KASPICK” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.