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TIAA KASPICK, LLC
CRD 104554File 801-28179
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jun 29, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$8.74B
Top 10% of cohort (national)
Discretionary AUM
$8.72B
Non-discretionary $14.2M
Clients
154
6,140 accounts
Employees
115
Top 25% of cohort in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Oct 23, 1986
- Principal office
- 100 FEDERAL ST., 19TH FLOOR, BOSTON, MA, 02110-1313
- Phone
- 650-585-4100
- Website
- HTTP://WWW.KASPICK.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $8.74B
- Discretionary AUM
- $8.72B
- Non-discretionary AUM
- $14.2M
- Discretionary accounts
- 6,135
- Non-discretionary accounts
- 5
- Total accounts
- 6,140
- AUM per client
- $56.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 139 | $8.25B |
| State or municipal government entities | Fewer than 5 | $378.5M |
| Individuals (other than high net worth individuals) | 15 | $113.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.