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GRIFFIN ASSET MANAGEMENT, LLC
CRD 104548File 801-7495
APPROVED
Retail clients
Filing as of Feb 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.05B
Above cohort median (national)
Discretionary AUM
$1.05B
Non-discretionary $9.3M
Clients
689
689 accounts
Employees
10
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jun 9, 1971
- Principal office
- 230 PARK AVENUE, 4TH FLOOR, NEW YORK, NY, 10169
- Phone
- 917-484-5608
- Website
- HTTP://WWW.GRIFFINASSET.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.05B
- Discretionary AUM
- $1.05B
- Non-discretionary AUM
- $9.3M
- Discretionary accounts
- 688
- Non-discretionary accounts
- 1
- Total accounts
- 689
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 12 | $330.5M |
| Other investment advisers | 59 | $34.5M |
| High net worth individuals | 612 | $682.3M |
| Pension and profit sharing plans | 6 | $7.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 687 | 689 | increased by2 |
| Mar 1, 2026 | AUM | $969,741,595 | $1,054,935,132 | increased by$85,193,537 |
| Mar 1, 2026 | Accounts | 687 | 689 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 661 | 687 | increased by26 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $945,320,067 | $969,741,595 | increased by$24,421,528 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 661 | 687 | increased by26 |
| Apr 1, 2022 | Clients | 632 | 661 | increased by29 |
| Apr 1, 2022 | AUM | $853,644,588 | $945,320,067 | increased by$91,675,479 |
| Apr 1, 2022 | Accounts | 632 | 661 | increased by29 |
| Aug 1, 2021 | Employees | 9 | 10 | increased by1 |
| Aug 1, 2021 | Custody | Yes | No | |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GRIFFIN ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GRIFFIN ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.