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DWS INVESTMENT MANAGEMENT AMERICAS, INC.
CRD 104518File 801-252
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 1, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$199.66B
Top 10% of cohort (national)
Discretionary AUM
$196.43B
Non-discretionary $3.23B
Clients
154
550 accounts
Employees
452
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Nov 1, 1940
- Principal office
- 875 THIRD AVENUE, NEW YORK, NY, 10022
- Phone
- 212-454-4500
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $199.66B
- Discretionary AUM
- $196.43B
- Non-discretionary AUM
- $3.23B
- Discretionary accounts
- 540
- Non-discretionary accounts
- 10
- Total accounts
- 550
- AUM per client
- $1.30B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 20 | $13.49B |
| Non-U.S. persons | Fewer than 5 | $5.08B |
| Insurance companies | 47 | $86.74B |
| Investment companies | 55 | $69.21B |
| Charitable organizations | Fewer than 5 | $2.17B |
| Other investment advisers | Fewer than 5 | $119.1M |
| High net worth individuals | 7 | $91.9M |
| Pooled investment vehicles | 7 | $15.13B |
| Banking or thrift institutions | Fewer than 5 | $2.08B |
| Business development companies | 1 | $372.0M |
| Pension and profit sharing plans | Fewer than 5 | $1.91B |
| State or municipal government entities | Fewer than 5 | $1.78B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11G
- Q11A2
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11D5
- Q11E2
- Q11H2
- Q11H1A
- Q11H1B
- Q11H1C
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 159 | 154 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.