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MML INVESTORS SERVICES, LLC
CRD 10409File 801-44264
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 3, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$115.64B
Top 10% of cohort (national)
Discretionary AUM
$70.67B
Non-discretionary $44.96B
Clients
454,835
454,857 accounts
Employees
6,976
Top 10% of cohort in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jul 13, 1993
- Principal office
- 1295 STATE STREET, SPRINGFIELD, MA, 01111-0001
- Phone
- (413) 226-0000
- Website
- HTTP://WWW.MMLINVESTORS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $115.64B
- Discretionary AUM
- $70.67B
- Non-discretionary AUM
- $44.96B
- Discretionary accounts
- 229,410
- Non-discretionary accounts
- 225,447
- Total accounts
- 454,857
- AUM per client
- $254K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1,873 | $1.87B |
| Investment companies | 1 | $86K |
| Charitable organizations | 733 | $306.7M |
| High net worth individuals | 885 | $6.16B |
| Banking or thrift institutions | 12 | $91.6M |
| Pension and profit sharing plans | 3,379 | $1.44B |
| Individuals (other than high net worth individuals) | 447,952 | $105.77B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — SOLICITORS FEES
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 454,836 | 454,835 | decreased by1 |
| Apr 1, 2026 | Employees | 7,056 | 6,976 | decreased by80 |
| Apr 1, 2026 | Clients | 392,809 | 454,836 | increased by62,027 |
| Apr 1, 2026 | AUM | $90,021,969,258 | $115,638,239,231 | increased by$25,616,269,973 |
| Apr 1, 2026 | Accounts | 392,820 | 454,857 | increased by62,037 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7,620 | 7,056 | decreased by564 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 287,089 | 392,809 | increased by105,720 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $62,946,222,947 | $90,021,969,258 | increased by$27,075,746,311 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 287,089 | 392,820 | increased by105,731 |
| Apr 1, 2022 | Employees | 7,955 | 7,620 | decreased by335 |
| Apr 1, 2022 | Clients | 250,234 | 287,089 | increased by36,855 |
| Apr 1, 2022 | AUM | $49,002,336,032 | $62,946,222,947 | increased by$13,943,886,915 |
| Apr 1, 2022 | Accounts | 252,369 | 287,089 | increased by34,720 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MML INVESTORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MML INVESTORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.