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MML INVESTORS SERVICES, LLC
CRD 10409File 801-44264
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 10, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$115.64B
Top 10% of cohort (national)
Discretionary AUM
$70.67B
Non-discretionary $44.96B
Clients
454,835
454,857 accounts
Employees
6,976
Top 10% of cohort in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jul 13, 1993
- Principal office
- 1295 STATE STREET, SPRINGFIELD, MA, 01111-0001
- Phone
- (413) 226-0000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $115.64B
- Discretionary AUM
- $70.67B
- Non-discretionary AUM
- $44.96B
- Discretionary accounts
- 229,410
- Non-discretionary accounts
- 225,447
- Total accounts
- 454,857
- AUM per client
- $254K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1,873 | $1.87B |
| Investment companies | 1 | $86K |
| Charitable organizations | 733 | $306.7M |
| High net worth individuals | 885 | $6.16B |
| Banking or thrift institutions | 12 | $91.6M |
| Pension and profit sharing plans | 3,379 | $1.44B |
| Individuals (other than high net worth individuals) | 447,952 | $105.77B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — SOLICITORS FEES
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 454836 | 454835 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.