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USA FINANCIAL SECURITIES LLC
CRD 103857File 801-68276
APPROVED
Retail clients
Disclosure events
Filing as of Mar 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$296.5M
Below cohort median (national)
Discretionary AUM
$205.3M
Non-discretionary $91.2M
Clients
1,246
1,529 accounts
Employees
172
Below cohort median in MI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Aug 24, 2007
- Principal office
- 6020 EAST FULTON STREET, ADA, MI, 49301
- Phone
- 888-407-8198
- Website
- HTTP://WWW.USAFINANCIAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $296.5M
- Discretionary AUM
- $205.3M
- Non-discretionary AUM
- $91.2M
- Discretionary accounts
- 1,045
- Non-discretionary accounts
- 484
- Total accounts
- 1,529
- AUM per client
- $238K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 8 | $5.2M |
| High net worth individuals | 53 | $79.4M |
| Individuals (other than high net worth individuals) | 1,185 | $211.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 166 | 172 | increased by6 |
| Apr 1, 2026 | Clients | 1,750 | 1,246 | decreased by504 |
| Apr 1, 2026 | AUM | $301,510,438 | $296,504,775 | decreased by$5,005,663 |
| Apr 1, 2026 | Accounts | 1,750 | 1,529 | decreased by221 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 178 | 166 | decreased by12 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 4,493 | 1,750 | decreased by2,743 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $224,807,266 | $301,510,438 | increased by$76,703,172 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 4,304 | 1,750 | decreased by2,554 |
| Apr 1, 2022 | Clients | 4,027 | 4,493 | increased by466 |
| Apr 1, 2022 | AUM | $212,045,697 | $224,807,266 | increased by$12,761,569 |
| Apr 1, 2022 | Accounts | 4,020 | 4,304 | increased by284 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “USA FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“USA FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.