← Directory
HARGER AND COMPANY, INC.
CRD 10385File 801-129739
APPROVED
Retail clients
Disclosure events
Filing as of Mar 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$137.0M
Bottom 25% of cohort (national)
Discretionary AUM
$3.2M
Non-discretionary $133.8M
Clients
280
423 accounts
Employees
3
Bottom 25% of cohort in LA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Mar 22, 2024
- Principal office
- 8048 ONE CALAIS AVE, SUITE D, BATON ROUGE, LA, 70809
- Phone
- 225-767-7228
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $137.0M
- Discretionary AUM
- $3.2M
- Non-discretionary AUM
- $133.8M
- Discretionary accounts
- 12
- Non-discretionary accounts
- 411
- Total accounts
- 423
- AUM per client
- $489K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 280 | $137.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.