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ALEXANDER INVESTMENT SERVICES CO.
CRD 1037File 801-10334
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$496.3M
Above cohort median (national)
Discretionary AUM
$12.3M
Non-discretionary $484.0M
Clients
1,250
1,250 accounts
Employees
12
Above cohort median in KY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Nov 7, 1974
- Principal office
- 909 LILY CREEK ROAD #101, LOUISVILLE, KY, 40243-2808
- Phone
- 502-459-4414
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $496.3M
- Discretionary AUM
- $12.3M
- Non-discretionary AUM
- $484.0M
- Discretionary accounts
- 1
- Non-discretionary accounts
- 1,249
- Total accounts
- 1,250
- AUM per client
- $397K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 123 | $307.2M |
| Pension and profit sharing plans | 10 | $17.4M |
| Individuals (other than high net worth individuals) | 1,117 | $171.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.