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MIDWESTERN SECURITIES TRADING CO.,LLC
Legal name: MIDWESTERN SECURITIES TRADING COMPANY, LLC
CRD 101080File 801-77948
APPROVED
Retail clients
Filing as of Jun 24, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.98B
Top 25% of cohort (national)
Discretionary AUM
$1.11B
Non-discretionary $871.4M
Clients
11,847
11,847 accounts
Employees
105
Above cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Apr 18, 2013
- Principal office
- 235 EVERETT ST, EAST PEORIA, IL, 61611
- Phone
- 309-699-6786
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.98B
- Discretionary AUM
- $1.11B
- Non-discretionary AUM
- $871.4M
- Discretionary accounts
- 6,960
- Non-discretionary accounts
- 4,887
- Total accounts
- 11,847
- AUM per client
- $168K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 138 | $93.5M |
| High net worth individuals | 243 | $450.1M |
| Individuals (other than high net worth individuals) | 11,466 | $1.44B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Commissions
- Hourly charges
- Other (described) — A PERCENTAGE OF ASSETS UNDER 3RD PARTY MANAGEMENT
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.